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All posts tagged "financial industry regulatory authority"

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Former White House Aide and FINRA Principle Counsel of Enforcement Joins Greenberg Traurig LLP

The law firm of Greenberg Traurig LLP, welcomes William Mack, as counsel to their Government Law & Policy and Financial Regulatory &...
1785

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Morning Roundup

Good morning everyone! Today is Tuesday, October 26th. Here’s a quick look back at yesterday’s stories. Baker Botts partner J. Bradley Bennett...
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Baker Botts Partner Appointed Head of Enforcement for FINRA

Baker Botts partner J. Bradley Bennett has been named the new head of enforcement for the Financial Industry Regulatory Authority. He will...
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Former FINRA Enforcement Chief Joins Bingham McCutchen

Bingham McCutchen has added a new partner to its New York office: Susan Merrill, the former head of enforcement at the Financial...

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