On Wednesday, officials of the U.S. Securities and Exchange Commission said that the city of South Miami, Florida had defrauded investors by...
On Wednesday, a three-judge panel of the 2nd U.S. Circuit Court of Appeals upheld the dismissal of lawsuits brought against the SEC...
On Tuesday, the U.S. Securities and Exchange Commission said that companies can use their social media accounts like Twitter and Facebook to...
On Thursday, U.S. District Judge Beryl Howell ruled that the SEC had no requirement to publicly release records of their oversight of...
On Thursday, U.S. pharmaceutical company Eli Lilly and Co agreed to pay a sum of $29 million to settle civil charges by...
Regulators said on Friday that JPMorgan Chase & Co and Credit Suisse Group AG will be paying a combined $416.9 million to...
A $2 million fine will be paid by Oracle Corp to settle charges from the U.S. Securities and Exchange Commission. The charges...
A subpoena from the U.S. Securities and Exchange Commission has been issued to Chipotle Mexican Grill Inc as part of an ongoing...
Last week, a new federal and state task force was created that will investigate mortgage fraud that helped contribute to the financial...
The best defense is a good offense? That’s what one may wonder after Wal-Mart Stores Inc. announced it is launching its own...
Global law firm DLA Piper announced the launch of its newly created International Securities Group in recent days. Along with that launch,...
David Tamman, who was formerly employed with Nixon Peabody as a partner, sued the firm in recent days. In 2009, the Securities...
