Greenberg Traurig Removes David Tamman
On Friday, Greenberg Traurig terminated corporate partner David Tamman, who is facing administrative proceedings brought by the SEC involving work he…
Securities and Exchange Commission
Morning Roundup
Good morning everyone! Today is Tuesday, October 26th. Here's a quick look back at yesterday's stories. Baker Botts partner J.…
Baker Botts Partner Appointed Head of Enforcement for FINRA
Baker Botts partner J. Bradley Bennett has been named the new head of enforcement for the Financial Industry Regulatory Authority.…
LeClair Ryan Attorneys Leave To Tackle Financial Industry Litigation And Regulation
According to PR Newswire, fifteen attorneys have spun off from LeClair Ryan to open the new specialized practice of Murphy…
Rosen Law Firm Files Class Action Suit Against Electronic Game Card, Inc.
The Rosen Law Firm, P.A. announced yesterday it filed a class action lawsuit on behalf of all purchasers of Electronic…
Morgan Stanley’s Chief Legal Officer Steps Down
Gary Lynch will step down from his position as Chief Legal Officer at Morgan Stanley. The move comes as the…
Former SEC Enforcement Lawyer Convicted in ‘Pump and Dump’ Scheme
Phillip Windom Offill, a former Securities and Exchange Commission enforcement lawyer in the agency's Fort Worth, Texas, office was convicted…
Daniel Gallagher to Join WilmerHale as Partner
The Deputy Director at the U.S. Securities and Exchange Commission’s Division of Trading and Markets is ending his four year…
New Charges Filed against Bank of America
Yesterday we updated you on the ongoing case filed by the SEC against Back of America stemming from the merger…
Court Denies SEC Attempt to Broaden Charges Against BofA
The Securities and Exchange Commission wanted to add an additional charge to its complaint against Bank of America, saying the…
Law Firm Hirings & Firings
Recent laterals and layoffs in the legal sector: Salem Katsh joins Schnader Harrison from private practice as as a partner…
Law Firm Hirings & Firings
Recent laterals and layoffs in the legal sector: Christopher Cox, the former Bush administration SEC head, joins Bingham McCutchen as…