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All posts tagged "securities industry"

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Supreme Court to Hear Challenge on SEC’s Enforcement Powers

A pivotal challenge to the U.S. Securities and Exchange Commission (SEC) authority is set to unfold before the Supreme Court, marking another...
799

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Florida Broker Who Used to Advice NFL Players Barred by FINRA

On Thursday, Jeffrey Rubin, a Florida broker accused of enticing more than 30 professional U.S. football players into investing a total $40...

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