Summary: SEC Student Honors Program is specifically designed to familiarize students with the regulation of securities markets The U.S. Securities and Exchange...
Summary: Tampa-area lawyer Walter ‘Chet’ Little has a strong case of evidence against him for insider trading but insists he is innocent....
According to The Securities and Exchange Commission, the two Hong Kong-based firms which managed accounts that were frozen in a major insider...
Mark D. Young, a leading financial services regulation attorney with vast experience representing clients before the Commodity Futures Trading Commission (CFTC), has...
Louis W. Zehil, a former securities lawyer and partner at McGuireWoods, pleaded guilty to fraud and conspiracy to commit securities fraud in...
The Deputy Director at the U.S. Securities and Exchange Commission’s Division of Trading and Markets is ending his four year tenure at...